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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-05-10
  • MI RA
    APPROVED
    Since 2023-05-10

Branch Locations

Cadillac, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Affordable Flooring Cadillac MI 02/1996 Present
Minnesota Life St. Paul MN 01/2004 Present
Centennial Associates Lansing MI 01/2004 Present
Ohio National Life Insurance Company Cincinnati OH 12/2004 05/2023
The O.N. Equity Sales Company Cincinnati OH 01/2005 05/2023
Osaic Wealth, Inc. Cadillac MI 05/2023 Present
  • 02/1996 → Present
    Affordable Flooring
    Cadillac, MI
  • 01/2004 → Present
    Minnesota Life
    St. Paul, MN
  • 01/2004 → Present
    Centennial Associates
    Lansing , MI
  • 12/2004 → 05/2023
    Ohio National Life Insurance Company
    Cincinnati, OH
  • 01/2005 → 05/2023
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 05/2023 → Present
    Cadillac, MI
Previous Registrations
Other Businesses

1) ENCORE FINANCIAL GROUP POSITION: Financial Services representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/20/2005 ADDRESS: 9232 Mockingbird Ln., Cadillac MI 49601, United States DESCRIPTION: Sell and service investment products to clients. 2) RICHARD GALKA INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 07/26/1996 ADDRESS: 9232 Mockingbird Ln., Cadillac MI 49601, United States DESCRIPTION: Selling and servicing insurance products outside of the Broker Dealer. 3) CITY OF CADILLAC/ELECTION INSPECTOR POSITION: Election Inspector NATURE: Government Agency INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 07/31/2024 ADDRESS: 200 N. Lake St., Cadillac MI 49601, United States DESCRIPTION: Officiate public voting.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-24
S63 Uniform Securities Agent State Law Examination 1998-05-12
  • S65 Uniform Investment Adviser Law Examination
    2016-03-24
  • S63 Uniform Securities Agent State Law Examination
    1998-05-12
Other Names
  • Rich Galka
  • Richard William Galka
  • Richard William Galka Jr.
  • Richard William Galka

View on SEC IAPD

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