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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Affordable Flooring | Cadillac | MI | 02/1996 | Present |
| Minnesota Life | St. Paul | MN | 01/2004 | Present |
| Centennial Associates | Lansing | MI | 01/2004 | Present |
| Ohio National Life Insurance Company | Cincinnati | OH | 12/2004 | 05/2023 |
| The O.N. Equity Sales Company | Cincinnati | OH | 01/2005 | 05/2023 |
| Osaic Wealth, Inc. | Cadillac | MI | 05/2023 | Present |
1) ENCORE FINANCIAL GROUP POSITION: Financial Services representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 01/20/2005 ADDRESS: 9232 Mockingbird Ln., Cadillac MI 49601, United States DESCRIPTION: Sell and service investment products to clients. 2) RICHARD GALKA INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 07/26/1996 ADDRESS: 9232 Mockingbird Ln., Cadillac MI 49601, United States DESCRIPTION: Selling and servicing insurance products outside of the Broker Dealer. 3) CITY OF CADILLAC/ELECTION INSPECTOR POSITION: Election Inspector NATURE: Government Agency INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 24 START DATE: 07/31/2024 ADDRESS: 200 N. Lake St., Cadillac MI 49601, United States DESCRIPTION: Officiate public voting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-12 |
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