Hector Fernandez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 04/2017 → Present
  Bank Of America, N.A
  Miami, FL

Previous Registrations

• 2008-03-18 → 2008-09-24
  Lehman Brothers Inc.
  Miami, FL
  New York, NY
  Miami, FL

Other Businesses

OBA ID: 1660264 OBA Name: UNO ELITE LLC Start Date: 1/12/2024 Role: Offiicier Location: Miami FL Investment Related Activity: No Duties: I was chosen by Mercedes Benz to configure a very exclusive and demanded car. I design and configured the car about a year ago with the purpose of renting it as a Limo Sedan Service. The mayority of the business comes from people that visit Miami with the purpose of having a good time. The service is with a chauffeur. Clients don't get to drive the car. A friend of mine has been in this business for many years and when he found out I had the chance of getting this car he told me that it is a great opportunity because he doesn't have this model and he gets a lot of requests by clients. As of now and if approved by B of A he is going to be the one handling the business that my car gets since he has the knowledge, infrastructure and experience. I will not have any role and or responsibility other than maybe occasionally deliver the car to his residence and pick it up.

Exams

• S66 Uniform Combined State Law Examination
  2008-03-17
• S63 Uniform Securities Agent State Law Examination
  1999-09-16

Other Names

• Hector Fernandez