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John T Kendall

Charles Schwab & Co., Inc.

Corona, CA

CRD 3052718

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-01-12
  • CA RA
    APPROVED
    Since 2021-01-12

Branch Locations

1973 Foothill Parkway Unit 101, Corona, CA 92881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Newport Beach CA 08/2016 01/2021
Charles Schwab & Co., Inc. Riverside CA 01/2021 Present
Previous Registrations
Other Businesses

Christian Arts & Theater|Investment Related:No|815 W. Sixth St, Unit 110;Corona;CA;92882;USA|Nonprofit Charitable Organizations|Non-Paying Board Member|2018-01-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|non-paying general board member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-12
S63 Uniform Securities Agent State Law Examination 1998-06-01
  • S66 Uniform Combined State Law Examination
    2016-09-12
  • S63 Uniform Securities Agent State Law Examination
    1998-06-01
Other Names
  • John Thomas Kendall

View on SEC IAPD

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