Emmett Charles Peck

Current Employers

Employment History

• 11/2014 → Present
  National Ski Patrol
  Lakewood, CO
• 08/2016 → Present
  Prosperity Financial Group, Inc.
  San Ramon, CA
• 08/2016 → Present
  Fortune Financial Services, Inc.
  Monaca, PA

Previous Registrations

• 2016-08-08 → 2025-12-24
  Prosperity Financial Group, Inc.
  San Ramon, CA
• 2012-10-01 → 2016-08-02
  J.P. Morgan Securities Llc
  Oakland, CA
  Berkeley, CA
  Oakland, CA
  Oakland, CA
  Emeryville, CA
• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Oakland, CA
  Berkeley, CA
  Oakland, CA
  Oakland, CA
  Berkeley, CA
  Oakland, CA
• 2006-02-09 → 2009-05-02
  Wamu Investments, Inc.
  Oakland, CA
  Oakland, CA
  Berkeley, CA
  El Cerrito, CA
  Oakland, CA
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Berkeley, CA
  Berkeley, CA

Other Businesses

NAME OF ENTITY: NATIONAL SKI PATROL POSITION: CUSTOMER SERVICE DETAILS AS THE LEADING AUTHORITY OF ON-MOUNTAIN SAFETY, THE NSP IS DEDICATED TO SERVING THE PUBLIC AND OUTDOOR RECREATION INDUSTRY BY PROVIDING EDUCATION AND ACCREDITATION TO EMERGENCY CARE AND SAFETY SERVICE PROVIDERS. THE ORGANIZATION IS MADE UP OF MORE THAN 28,000 MEMBERS SERVING OVER 650 PATROLS, INCLUDING ALPINE, NORDIC, AND AUXILIARY PATROLLERS. OUR MEMBERS WORK ON BEHALF OF LOCAL SKI AND SNOWBOARD AREAS TO IMPROVE THE OVERALL EXPERIENCE FOR OUTDOOR RECREATIONALISTS. SKI PATROL IS AN ORGANIZATION THAT PROVIDES EMERGENCY MEDICAL AND RESCUE SERVICES TO PARTICIPANTS OF ON-SNOW SPORTS SUCH AS SKIING, SNOWBOARDING, CROSS-COUNTRY SKIING, ETC., EITHER AT A SKI AREA OR IN A BACK COUNTRY SETTING. PATROLS WORK TO PROMOTE SKI SAFETY, ENFORCE AREA POLICIES (WHERE APPLICABLE), AND HELP INJURED SKIERS WHEN NECESSARY. SKI PATROLLERS ALSO WORK TO SET UP THE MOUNTAIN BEFORE IT OPENS BY CONDUCTING TRAIL CHECKS, PROVIDING AVALANCHE CONTROL WORK, AND SETTING UP NECESSARY EQUIPMENT IN PREPARATION FOR THE DAY. AT THE END OF THE DAY THEY ALSO CONDUCT A SWEEP CLEARING THE MOUNTAIN FOR OFF-HOURS. START DATE 11/1/14, 20 HOURS PER MONTH DEVOTED TO POSITION, 0 HOURS DEVOTED DURING SECURITIES TRADING, NON-INVESTMENT RELATED. Rep is an IAR with Prosperity Financial Group. He is doing fee based investment business. In addition he will be using insurance products in the course of his business.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-23
• S63 Uniform Securities Agent State Law Examination
  1998-07-20

Designations