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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-23 |
| MD | RA | APPROVED | 2015-06-08 |
Branch Locations
100 Light Street 13Th Floor, Baltimore, MD 21202 • United States
Millersville, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Baltimore | MD | 06/2015 | Present |
RENTAL PROPERTY; INV. RELATED; BETHANY BEACH, DE; OWNER; SEASONAL RENTAL; START DATE 1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: NONE. NA 89, LLC, INVT RELATED, BALTIMORE, MD, 100% OWNERSHIP, START DATE 6/5/2015, 170 HRS PER MONTH, 9 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-07-29 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-22 |
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