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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-08-15 |
| NJ | RA | APPROVED | 2011-07-11 |
Branch Locations
9000 Southside Blvd Bldg 200, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 12/1987 | Present |
I*109037 For profit or not for profit: Non-Profit Organization Name of outside business organization: Securities Industry & Financial Markets Associatio Investment related: Y Address of business: New York, New York 10271 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 1/1/2018 Number of hours devoted: 12 hour(s) Monthly Number of hours devoted during trading hours: 8 Duties: SIFMA represents banks, broker dealers, and asset managers to advocate that capital markets operate effectively and efficiently, to the benefit of all market participants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-08 |
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