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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2013-11-26 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nw Capital Management Llc F/K/A Northwest Financial Llc | Herndon | VA | 11/2005 | Present |
| Northwest Financial Group Llc | Herndon | VA | 10/2006 | Present |
| Nw Insurance Agency Llc | Herndon | VA | 01/2008 | Present |
| Northwest Tax Group Llc | Herndon | VA | 01/2009 | Present |
| Northwest Title & Escrow Llc | Herndon | VA | 05/2009 | Present |
| Northwest Financial Advisors Llc | Herndon | VA | 02/2013 | Present |
| Lpl Financial Llc | Herndon | VA | 04/2014 | Present |
1. 4/11/2014 - Northwest Capital Management - Investment Related - At Reported Business Location(s) - Employment Entity - President and CEO - Financial Holding Company of NWFG LLC, NWIA LLC, NWTG LLC, and NWTE LLC. 2. 4/14/2014 - Northwest Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - President/CEO. 3. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 1/2/2020 - Northwest Financial Group LLC - Investment Related - At Reported Business Location(s) - other-referring broker-dealer - CEO/Executive Rep. - Start Date: 3/19/2008.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-11 |
| S65 | Uniform Investment Adviser Law Examination | 1998-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-01 |
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