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Eliot Dean Mote

Tiaa-Cref Individual & Institutional Services, LLC

Glendale, CO

Aurora, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-01-31
  • CO RA
    APPROVED
    Since 2012-01-31

Branch Locations

720 South Colorado Boulevard Suite 1100, Glendale, CO 80246 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 01/2007 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-30
S63 Uniform Securities Agent State Law Examination 2007-02-17
  • S65 Uniform Investment Adviser Law Examination
    2012-01-30
  • S63 Uniform Securities Agent State Law Examination
    2007-02-17
Other Names
  • Eliot Mote
  • Dean Mote

View on SEC IAPD

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