Best Investors Account Sign in
Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-04-19
TX RA APPROVED 2012-04-19
  • PA RA
    APPROVED
    Since 2012-04-19
  • TX RA
    APPROVED
    Since 2012-04-19

Branch Locations

912 South George Street First Floor, York, PA 17403 • United States

Dallastown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc York PA 04/2012 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: Children"s Aid Society ADDRESS: 343 Lincoln Way West New Oxford, PA 17350 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: A non profit organization that operates three centers that address child welfare and child-parent re START DATE: 10.01.23 CAPACITY: Board of Directors * DUTIES: see attachment HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-08
  • S66 Uniform Combined State Law Examination
    1998-07-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in York, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor