Sydney Frances Viehman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2018
  Deutsche Bank Securities Inc
  Dallas, TX
• 03/2020 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 10/2018 → 12/2019
  Deutsche Bank Securities Inc
  Chicago, IL
• 01/2020 → 03/2020
  Unemployed
  Chicago, IL
• 04/2020 → Present
  Bank Of America N.A.
  Chicago, IL

Previous Registrations

• 2008-05-21 → 2009-10-07
  Morgan Stanley & Co. Llc
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-05-01
• S63 Uniform Securities Agent State Law Examination
  1998-06-05

Other Names

• Sydney Viehman