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Linda A Herman

LPl Financial LLC

West Mifflin, PA

Fort Mill, SC

CRD 3051831

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-05-19
PA RA APPROVED 2015-05-08
  • TX RA
    APPROVED_RES
    Since 2015-05-19
  • PA RA
    APPROVED
    Since 2015-05-08

Branch Locations

West Mifflin, PA • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 05/2015 Present
Kohl's West Mifflin PA 09/2016 03/2020
Tri Rivers Electric Crafton PA 01/2011 01/2022
  • 05/2015 → Present
    Lpl Financial, Llc
    Fort Mill, SC
  • 09/2016 → 03/2020
    Kohl's
    West Mifflin, PA
  • 01/2011 → 01/2022
    Tri Rivers Electric
    Crafton, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-17
S63 Uniform Securities Agent State Law Examination 1999-11-12
  • S66 Uniform Combined State Law Examination
    2006-10-17
  • S63 Uniform Securities Agent State Law Examination
    1999-11-12

View on SEC IAPD

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