Inactive

Curtis Richard Gross

Claim This Profile

Current Employers

Cwm, Llc

14600 Branch St., Omaha, NE 68154 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APP_PEND_IARCE	2026-01-01

MD RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

10211 Wincopin Circle, Ste. 220, Columbia, MD 21044 • United States

14600 Branch St., Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cwm, Llc	Omaha	NE	08/2023	Present
Carson Group	Columbia	MD	08/2023	Present
Fai Wealth Management	Columbia	MD	03/2003	08/2023

08/2023 → Present

Cwm, Llc

Omaha, NE
08/2023 → Present

Carson Group

Columbia, MD
03/2003 → 08/2023

Fai Wealth Management

Columbia, MD

Previous Registrations

1998-07-02 → 2003-03-07

Northern Capital Management Llc

Madison, WI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-20

S65 Uniform Investment Adviser Law Examination

1998-04-20

Designations

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

WHITE OAK WEALTH MANAGEMENT

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

KEVIN MICHAEL LINK

CHRISTOPHER ANTHONY SCHIPSKE

CHRISTOPHER ANTHONY SADOWSKI

EMELIA ADUTWUMWAA SARBENG

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD

TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

MML INVESTORS SERVICES, LLC · Columbia, MD

WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD

WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

More in Columbia, MD

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor