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Peter David Driscoll

Nomura Investment Management Business Trust

Philadelphia, PA

Annapolis, MD

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Current Employers
Nomura Investment Management Business Trust

610 Market Street, Philadelphia, PA 19106 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-18
PA RA APPROVED 2025-06-18
  • MD RA
    APPROVED
    Since 2025-06-18
  • PA RA
    APPROVED
    Since 2025-06-18

Branch Locations

610 Market Street, Philadelphia, PA 19106 • United States

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Navcap Annapolis MD 11/2011 11/2023
Foreside Fund Services, Llc Chicago IL 11/2014 12/2017
Cedar Capital, Llc Annapolis MD 01/2015 12/2017
Investment Planners, Inc. Annapolis MD 01/2018 11/2023
Amundi Distributor Us, Inc. Boston MA 11/2023 04/2025
Vision 4 Fund Distributors, Llc Scottsdale AZ 04/2025 05/2025
Delaware Distributors, L.P. Philadelphia PA 06/2025 Present
Nomura Capital Management Llc Philadelphia PA 06/2026 Present
  • 11/2011 → 11/2023
    Navcap
    Annapolis, MD
  • 11/2014 → 12/2017
    Foreside Fund Services, Llc
    Chicago, IL
  • 01/2015 → 12/2017
    Cedar Capital, Llc
    Annapolis, MD
  • 01/2018 → 11/2023
    Investment Planners, Inc.
    Annapolis, MD
  • 11/2023 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 04/2025 → 05/2025
    Vision 4 Fund Distributors, Llc
    Scottsdale, AZ
  • 06/2025 → Present
    Delaware Distributors, L.P.
    Philadelphia, PA
  • 06/2026 → Present
    Nomura Capital Management Llc
    Philadelphia, PA
Previous Registrations
  • 2024-03-05 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-20
S63 Uniform Securities Agent State Law Examination 1998-07-14
  • S66 Uniform Combined State Law Examination
    2024-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-07-14
Other Names
  • Peer David Driscoll

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA
CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA
GLOBAL ADVISERS, LLC · PHILADELPHIA, PA
BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA
VERITABLE FINANCIALS LLC · PHILADELPHIA, PA
CHARLES SCHWAB & CO., INC. · Philadelphia, PA
MORGAN STANLEY · Philadelphia, PA
J.P. MORGAN SECURITIES LLC · Philadelphia, PA

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