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8807 Indian Hills Drive, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-27 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors, Llc | Denver | CO | 10/2015 | 02/2017 |
| Lion Street Financial | Germantown Hills | IL | 02/2017 | 05/2019 |
| Ifs Securities | Atlanta | GA | 05/2019 | 10/2019 |
| Cabot Lodge Securities Llc | New York | NY | 12/2019 | 12/2019 |
| Berthel, Fisher & Company Financial Services, Inc. | Litchfield Park | AZ | 12/2019 | 11/2023 |
| Packerland Brokerage Services | Green Bay | WI | 11/2023 | 03/2026 |
| Sequent Planning, Llc | Waddell | AZ | 03/2026 | Present |
1.CAPITAL SYNERGIES-Y-Litchfield Park, AZ-SECURITIES SALES-MANAGING PARTNER-02/1996-160-160-DBA NAME FOR SECURITIES BUSINESS. 2.Capital Synergies, LLC-Y-Litchfield Park, AZ-Life Insurance-Managing Partner-07/2019-20-1-Life Insurance Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-29 |
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