Steven Carl Bellina

Employer firm

Principal Advised Services CRD 297324

$1.42B regulatory AUM 16,537 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 06/2018
  Wells Fargo Clearing Services
  Charlotte, NC
• 06/2018 → 04/2021
  Wells Fargo Clearing Services
  Charlotte, NC
• 04/2021 → Present
  Principal Life Insurance Co
  Murrells Inlet, SC
• 04/2021 → Present
  Principal Securities Inc
  Murrells Inlet, SC
• 04/2024 → Present
  Principal Advised Services
  Murrells Inlet, SC

Other Businesses

PRINCIPAL BANK POSITION: AVP - Advice, Education & Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2021 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products. PRINCIPAL ADVISED SERVICES POSITION: Retirement Consultant NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2021 ADDRESS: 401 McCullough Dr., Charlotte NC 28262, United States DESCRIPTION: As a Principal Advised Services IAR, I offer one-on-one investment advice to Principal retirement plan participants when eligible for a distribution at benefit event. The investment advice is a recommendation as to which of the retirement plan participant's four distribution options is in their best interest.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-30
• S63 Uniform Securities Agent State Law Examination
  2018-08-07

Other Names

• Steven Carl Bellina
• Steve Bellina
• Steven Bellina