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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2013-03-06 |
Branch Locations
1901 Butterfield Road Ste 300, Downers Grove, IL 60515 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Illinois University | Dekalb | IL | 08/1995 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/1998 | Present |
| Northwestern Mutual Investment Services, Llc | Downers Grove | IL | 06/1998 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNER, BIG DOG WORLD HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. 100% OWNER, ARM 20 HOLDINGS,LLC, LEGAL ENTITY, START DATE: 10/31/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED. 4. FINANCE COMMITTEE MEMBER, ST. MARY OF GOSTYN, 445 PRAIRIE AVE, DOWNERS GROVE, , ILLINOIS, 60515, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/4/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, REPORT AND CONSULT WITH PRIEST/PASTOR ON THE CHURCHES FINANCES; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-17 |
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