Best Investors Account Sign in
Inactive

Heydon David Traub

Traub Capital Management

Needham, MA

CRD 3051205

Claim This Profile
Employer firm

Traub Capital Management CRD 136851

$211M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Traub Capital Management

97 Chapel St Suite 7, Needham, MA 02492-2680 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-24
MA RA APPROVED 2005-10-31
  • TX RA
    APPROVED
    Since 2019-09-24
  • MA RA
    APPROVED
    Since 2005-10-31

Branch Locations

97 Chapel St., Needham, MA 02492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Traub Capital Management Needham MA 09/2003 Present
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

ARMSTRONG ADVISORY GROUP INC.
OSAIC WEALTH, INC.
GOODMAN ADVISORY GROUP, LLC

Nearby Investors

MARC ALAN FANDETTI
BRENDAN KEVIN HAYES
SCOTT EVERETT WILSON

Nearby Offices

ARMSTRONG ADVISORY GROUP INC. · NEEDHAM, MA
OSAIC WEALTH, INC. · NEEDHAM HEIGHTS, MA
GOODMAN ADVISORY GROUP, LLC · NEEDHAM, MA

More in Needham, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor