Stacie Lyn Spielfogel

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2024-07-31
TX	RA	APPROVED_RES	2010-01-06
FL	RA	APPROVED	1998-07-09

ME RA
APPROVED

Since 2024-07-31
TX RA
APPROVED_RES

Since 2010-01-06
FL RA
APPROVED

Since 1998-07-09

Branch Locations

Cumberland Foreside, ME • United States

Boca Raton, FL • United States

1000 Corporate Dr, Suite 700 Radice Iii, Ft Lauderdale, FL 33334-3637 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Fort Lauderdale	FL	09/1996	Present
Mml Investors Services, Llc	Fort Lauderdale	FL	04/1998	Present

09/1996 → Present

Mass Mutual Life Insurance Company

Fort Lauderdale, FL
04/1998 → Present

Mml Investors Services, Llc

Fort Lauderdale, FL

Other Businesses

Name: Stacie Spielfogel Inv rel: Y Add: Residential Address Nature: Outside Insurance Business Position: Agent Start date: 1/1/2010 No hrs/mo: 10 No hrs/mo dur sec trading: 2 Describe duties: Fixed Annuities, Life, Disability, & Long-term care.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-06-05

S63 Uniform Securities Agent State Law Examination

1998-06-05

View on SEC IAPD