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6010 W Spring Creek Parkway, Plano, TX 75024 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-31 |
Branch Locations
10800 Sikes Place Suite 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Charlotte | NC | 06/1992 | Present |
| Usa Asset Management Llc | Charlotte | NC | 06/2006 | Present |
Insurance Agent, non-investment related, , Insurance Agent,10800 Sikes Place; Suite 300, 06/1992, 80 hours per month,16-24 hours per month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-05-02 |
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