Randol Leach

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
HI	RA	APPROVED	2009-03-10

HI RA
APPROVED

Since 2009-03-10

Branch Locations

44 Ahekolo Street Maui Investment Services, Kihei, HI 96753 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Kihei	HI	03/2009	Present

03/2009 → Present

Lpl Financial

Kihei, HI

Previous Registrations

1998-10-23 → 2009-04-01

Citigroup Global Markets Inc.

Kahului, HI

Kahului, HI

Other Businesses

1. 03/2009- DBA- MAUI INVESTMENT SERVICES 2. 05/04/2011 - DBA ONLY, MAUI RETIREMENT PLANS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-06-16
S63	Uniform Securities Agent State Law Examination	1998-06-09

S65 Uniform Investment Adviser Law Examination

1998-06-16
S63 Uniform Securities Agent State Law Examination

1998-06-09

View on SEC IAPD