Helene Claire Johnson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 11/2016
  Wells Fargo Advisors
  Irvine, CA
• 11/2016 → 04/2018
  Wells Fargo Clearing Services, Llc
  Irvine, CA
• 04/2018 → 03/2020
  Ameriprise Financial Services Inc
  Irvine, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Newport Beach, CA

Previous Registrations

• 2013-04-25 → 2018-04-24
  Wells Fargo Clearing Services, Llc
  Irvine, CA
  Newport Beach, CA
• 2009-06-01 → 2013-05-20
  Morgan Stanley
  Santa Ana, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Santa Ana, CA
• 2004-01-15 → 2007-04-02
  Morgan Stanley Dw Inc.
  Santa Ana, CA
  Santa Ana, CA

Other Businesses

Outside Employment; Partner Co; I receive a discount on products as a consultant if any family or friends want to sign up I could have earning opportunity; direct sales company for wellness products; 13894 S Bangerter Parkway, Suite 200, Draper, UT, 84020; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 0 during trading hours. Other Business Activities; Isagenix; health and wellness; 75 E. Rivulon Blvd. Ste 104Gilbert, AZ 85297, ,; Not Investment-Related; 12/31/2018; 1 to 9 hours per month; 0 during trading hours / Monat Global; Direct sales - shampoo; 3450 NW 115th Ave, , Doral, FL, 33178; Not Investment-Related; 11/06/2020; 1 to 9 hours per month; 0 during trading hours / 1784 Capital Holdings; storage units/ real estate; 8777 N. Gainey Center Drive, Ste 191, , Scottsdale, AZ, 85258; Not Investment-Related; 03/20/2020; 0 hours per month; 0 during trading hours / Simplylaynie; book on financial literacy for women and coaching I have two webistes for this simplylaynie.co iamfinanciallyworthy.com; 15 arborside, , Irvine, CA, 92603; Not Investment-Related; 08/26/2019; 1 to 9 hours per month; 0 during trading hours / Beneve LLC; health and wellness It is a direct sales company. If family or friends (not clients) wanted to buy the products I would earn a commission. I also get a discount signing up as an influencer.; 970 N. Clyde Morris Blvd, Suite 136, Dayton Beach, FL, 32117; Not Investment-Related; 08/29/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2003-12-17

Other Names

• Helene Claire Wilkin
• Laynie Johnson