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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-17
TX RA APPROVED 2017-11-15
  • FL RA
    APPROVED
    Since 2017-11-17
  • TX RA
    APPROVED
    Since 2017-11-15

Branch Locations

6030 20Th St, Vero Beach, FL 32966 • United States

1108 Se Port St Lucie Blvd, Port St. Lucie, FL 34952 • United States

1110 Roseland Rd, Sebastian, FL 32958 • United States

9698 S Us Highway 1, Port St. Lucie, FL 34952 • United States

1790 Sw Gatlin Blvd, Port St. Lucie, FL 34953 • United States

1000 Ne Jesnsen Beach Blvd, Jensen Beach, FL 34957 • United States

1901 South Us Hwy 1, Fort Pierce, FL 34950 • United States

2940 Cardinal Dr, Vero Beach, FL 32963 • United States

1206 Us Hwy 1, Vero Beach, FL 32960 • United States

1409 S Parrott Ave, Okeechobee, FL 34974 • United States

300 S Verner Rd, Clewiston, FL 33440 • United States

1100 Sw Saint Lucie West Blvd Ste 101, Port St Lucie, FL 34986 • United States

815 Colorado Ave, Stuart, FL 34994 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp Stuart FL 10/2014 11/2017
Seacoast National Bank Stuart FL 10/2014 Present
Lpl Financial Llc Port St. Lucie FL 11/2017 Present
  • 10/2014 → 11/2017
    Invest Financial Corp
    Stuart, FL
  • 10/2014 → Present
    Seacoast National Bank
    Stuart, FL
  • 11/2017 → Present
    Port St. Lucie, FL
Previous Registrations
  • 2014-10-17 → 2017-11-16
    Invest Financial Corporation
    Port St Lucie, FL
    Stuart, FL
    Port St Lucie, FL
  • 2014-01-09 → 2014-10-20
    Vero Beach, FL
  • 2005-07-21 → 2014-01-06
    Vero Beach, FL
    Vero Beach, FL
  • 2013-12-18 → 2014-01-03
    Invest Financial Corporation
    Stuart, FL
  • 2000-12-21 → 2004-08-19
    Banc Of America Investment Services, Inc.
    Port St. Lucie, FL
Other Businesses

1)11/15/17- Seacoast Investment Services - DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-20
S63 Uniform Securities Agent State Law Examination 2001-02-12
  • S65 Uniform Investment Adviser Law Examination
    2001-07-20
  • S63 Uniform Securities Agent State Law Examination
    2001-02-12
Other Names
  • Louis Capezza

View on SEC IAPD

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