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Marc James Defeo

Tiaa-Cref Individual & Institutional Services, LLC

Stamford, CT

Trumbull, CT

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-08-25
TX RA APPROVED_RES 2025-08-21
CT RA APPROVED 2014-01-28
  • VT RA
    APPROVED
    Since 2025-08-25
  • TX RA
    APPROVED_RES
    Since 2025-08-21
  • CT RA
    APPROVED
    Since 2014-01-28

Branch Locations

225 High Ridge Road Suite# 115E, Stamford, CT 06905 • United States

Trumbull, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Stamford CT 01/2014 Present
Tiaa-Cref Individual & Institutional Services, Llc Stamford CT 01/2014 Present
Previous Registrations
  • 2004-06-25 → 2014-01-06
    Wells Fargo Clearing Services, Llc
    Wilton, CT
    White Plains, NY
    Melville, NY
    Wilton, CT
  • 2003-03-12 → 2004-02-03
    American Skandia Advisory Services, Inc.
    Shelton, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-20
S63 Uniform Securities Agent State Law Examination 1998-06-29
  • S65 Uniform Investment Adviser Law Examination
    2001-02-20
  • S63 Uniform Securities Agent State Law Examination
    1998-06-29

View on SEC IAPD

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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
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INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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