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Orton Chen

Sterling Capital Management LLC

Charlotte, NC

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Current Employers
Sterling Capital Management Llc

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-03
  • NC RA
    APPROVED
    Since 2022-03-03

Branch Locations

4350 Congress Street Suite 1000, Charlotte, NC 28209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedge Capital Management Charlotte NC 07/2013 09/2019
Social Capital Palo Alto CA 02/2021 10/2021
Sterling Capital Management Llc. Charlotte NC 10/2021 Present
Watermark Services Charlotte NC 11/2019 01/2021
  • 07/2013 → 09/2019
    Wedge Capital Management
    Charlotte, NC
  • 02/2021 → 10/2021
    Social Capital
    Palo Alto, CA
  • 10/2021 → Present
    Sterling Capital Management Llc.
    Charlotte, NC
  • 11/2019 → 01/2021
    Watermark Services
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-01-11
S63 Uniform Securities Agent State Law Examination 2005-02-04
  • S65 Uniform Investment Adviser Law Examination
    2008-01-11
  • S63 Uniform Securities Agent State Law Examination
    2005-02-04
Designations
Other Names
  • Orton Chen

View on SEC IAPD

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