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William Brendan Walsh

Quantum Leap Capital, LLC

South Burlington, VT

CRD 3049060

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Employer firm

Quantum Leap Capital, LLC CRD 165310

$121M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Quantum Leap Capital, Llc

3 Baldwin Ave, South Burlington, VT 05403 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-16
VT RA APPROVED 2013-01-07
  • TX RA
    APPROVED_RES
    Since 2013-01-16
  • VT RA
    APPROVED
    Since 2013-01-07

Branch Locations

3 Baldwin Ave, South Burlington, VT 05403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantum Leap Capital, Llc South Burlington VT 01/2013 Present
Previous Registrations
Other Businesses

1. Independent Insurance Agent - 1-5 Hrs/Month 2. Real Estate Referral - Non Investment-Related - Reported Location - Independent - 04/2017 - 40 Hrs/Month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-30
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S65 Uniform Investment Adviser Law Examination
    1999-04-30
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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