Walter Frank Williams

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 06/2020
  Lincoln Financial Advisors Corporation
  St Petersburg, FL
• 06/2020 → 05/2023
  Lincoln Financial Advisors Corporation
  Temple Terrace, FL
• 05/2023 → Present
  Commonwealth Financial Network
  Waltham, MA
• 05/2023 → Present
  Aegis Consulting
  Temple Terrace, FL

Previous Registrations

• 2005-06-13 → 2023-05-02
  Osaic Fa, Inc.
  St Petersburg, FL
  Temple Terrace, FL
  Treasure Island, FL
  Temple Terrace, FL
• 1999-05-19 → 2005-05-02
  New England Securities
  Tampa, FL

Other Businesses

1. Co-owner, Square W Holdings LLC; an entity involved in real estate and renting recreational vehicles; Located at 8821 Valleta Dr, Tampa, FL & 11405 Tullamore Pl, Tampa, FL; as of 2008; 15% of time spent during business hours; Not Conducted at branch location; Not Investment related. 2. Co-owner, Discovery One LLC; an entity involved in owning and renting recreational vehicles; Located at 5802A East Fowler Ave, Ste 121 Temple Terrace, FL; as of 06/2006; Less than 1% of time spent during business hours; Not Conducted at branch location; Not Investment related. 3. Co-owner, Square W Recreations LLC; an entity involved in renting recreational vehicles; Located at 11405 Tullamore Place, Temple, FL; as of 06/2005; 10% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Co-Owner, Square W Development LLP, an entity created for the purpose of buying and managing real estate at 814 S Dale Mabry Hwy, Tampa, FL & 2297 Tyrone Rd., Middleburg, FL, as of 2008; Less than 1% of time spent during business hours; Not Conducted at branch; Investment related. 5. Fixed insurance sales; as of 5/1/2023; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-06-10

Designations

• Certified Financial Planner

Other Names

• Walter F Williams