Steven Gerard Freking

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2008 → Present
  Partners Advantage Insurance Services
  West Des Moines, IA
• 09/2014 → 06/2021
  Voya Financial Advisors
  West Des Moines, IA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2021 → Present
  Midwest Consultants Corp
  West Des Moines, IA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-05-17 → 2021-06-09
  Voya Financial Advisors, Inc.
  Sioux City, IA
  Urbandale, IA
  West Des Moines, IA
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:INDEPENDENT BROKERAGE NETWORK; No; 401 DOUGLAS ST STE 100; SIOUX CITY; IA; 51101; BROKERAGE INSURANCE; CO-OWNER/VP; 2/1/1998; 20; 5; OWNER/REPORTING/COMMISSIONS CALULATION/WORK WITH AGENTS; 2. NAME OF ENTITY:PARTNERS ADVANTAGE MIDWEST; No; 401 DOUGLAS ST STE 100; SIOUX CITY; IA; 51101; FIXED INSURANCE/DBA; SENIOR VICE PRESIDENT; 1/1/2013; 160; 160; SALE AND SERVICE FIXED INSURANCE PRODUCTS; 3. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3408 WOODLAND AVE UNIT 305D; WEST DES MOINES; IA; 50266; Fixed Insurance Sales; Independent Insurance Agent; 8/21/2001; 160; 160; Sales of Fixed Insurance Products; 4. NAME OF OTHER BUSINESS: MIDWEST CONSULTANTS CORP INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 7/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE & FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: PERSONAL RENTAL PROPERTY; INVESTMENT RELATED: NO; ADDRESS: 368 ELM DR ARNOLDS PARK, IA 51331; NATURE OF BUSINESS: SHORT TERM RENTAL; START DATE: 8/1/26 ; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS:0; BRIEF DESCRIPTION OF DUTIES: OCCASIONAL, SEASONLA RENTAL OF LAKE CABIN;

Exams

• S66 Uniform Combined State Law Examination
  1998-07-16

Designations

• Certified Financial Planner
• Chartered Financial Consultant