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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-09 |
Branch Locations
80 Business Park Drive Suite 308, Armonk, NY 10504 • United States
225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Pleasantville, NY • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wedbush Securities | Los Angeles | CA | 06/2007 | Present |
1). AMSTEF-SAFAEI MANAGEMENT, INVESTMENT RELATED, REAL ESTATE, WHITE PLAINS, NY, PROPERTY MANAGEMENT, SHAREHOLDER, CORPORATION, START 12/2018, 4 HOURS MONTHLY, ZERO HOURS SPENT DURING TRADING HOURS, DUTIES: REAL ESTATE INVESTMENT AND MANAGEMENT 2). SKYARCH CAPITAL ADVISORS, LLC.; INVESTMENT RELATED, ARMONK, NY, TAX PLANNING SERVICE AND DBA FOR WEDBUSH SECURITIES BUSINESS, ASSIST SMALL/MID SIZE BUSINESSES AND HIGH INCOME INDIVIDUALS TO IMPLEMENT TAX STRATEGIES (DOES NOT REPLACE CPA OR ENGAGE IN TAX FILINGS), PARTNER/SHAREHOLDER, START 9/2011, 130 HOURS MONTHLY, 130 HOURS PER MONTH DURING BUSINESS HOURS; TAX PLANNING SERVICE AND DBA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-27 |
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