Ronald Christopher Krause

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2003 → Present
  Lpl Financial Llc
  River Forest, IL

Previous Registrations

• 1998-09-08 → 2003-01-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oakbrook, IL

Other Businesses

1. 01/10/2003 - RK FINANCIAL GROUP - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 10/24/2006 - Business Networking International - NOT INV REL - Non-Profit Board Member - 2% TIME SPENT - I was the president, but my term has ended. I am now just a participating member. 3. 12/29/2025 - Population Science Management - Outside/W-2 Employment - Not Investment Related - Kansas City, MO - Start Date 01/01/2026 - 1hour per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  1998-07-02

Other Names

• Ronald C Krause