Trevor Jason Fawley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2003-10-13

PA RA
APPROVED

Since 2003-10-13

Branch Locations

1150 Washington Rd, Washington, PA 15301 • United States

Hickory, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Mt Lebanon	PA	09/2005	03/2020
Ameriprise Financial Services, Llc	Washington	PA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Mt Lebanon, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Washington, PA

Other Businesses

Real Estate Ownership; Multi-Family; 153,155 Main Street- 128, 130 High Street, , Imperial, PA, 00000; Not Investment-Related; 12/30/2004. Outside Employment; Poach, Koury & Associates; Employee; Manage advisory business; 1150 Washington Road, , Washington, PA, 15301; Investment-Related; 09/01/2023; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-08-25
S63	Uniform Securities Agent State Law Examination	1998-05-21

S65 Uniform Investment Adviser Law Examination

2003-08-25
S63 Uniform Securities Agent State Law Examination

1998-05-21

View on SEC IAPD