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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-11-06
  • OH RA
    APPROVED
    Since 2025-11-06

Branch Locations

North Ridgeville, OH • United States

4379 W 219Th St Ste 101, Fairview Park, OH 44126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 11/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 11/2025
Lpl Financial Llc Fairview Park OH 11/2025 Present
Previous Registrations
  • 2023-06-29 → 2025-11-11
    Westlake, OH
  • 2008-03-03 → 2023-06-29
    Cetera Wealth Services, Llc
    Westlake, OH
    Westlake, OH
    North Ridgeville, OH
    North Ridgeville, OH
Other Businesses

1. 10/2025 - Mundell Financial Group, Inc - Insurance Agency - Investment Related - 40 Hour(s)/Month - 2 Hour(s) During Trading - North Ridgeville, OH 44039 - OBA Start Date: 01/16/2003 2. 10/2025 - Mundell Financial Group, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 120 Hour(s)/Month - 6 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 11/6/2025

View on SEC IAPD

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