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104 Pheasant Run Suite 103, Newtown, PA 18940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED | 2020-03-11 |
Branch Locations
155 Pompton Avenue, Suite 108, Verona, NJ 07044 • United States
104 Pheasant Run Suite 103, Newtown, PA 18940 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Access Wealth Planning, Llc | Roseland | NJ | 06/2010 | 05/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2015 | Present |
| Main Street Financial Solutions, Llc | Verona | NJ | 05/2017 | Present |
1. Main Street Financial Solutions D/B/A Superior Cove. Investment Related. 155 Pompton Avenue, Suite 108, Verona NY 07044. RIA. IAR. Start 5/2017. 160 hours per week, 130 during trading. Investment Advisor Representative. 2. Jamal Mahmood. Not Investment Related. 155 Pompton Avenue, Suite 108, Verona, NJ 07044. Insurance. Agent. Start 1998. 40 hours per month, 20 during trading house. Broker Insurance Products, Provide advice and customer Service. 3. Wedding Officiant. Not Investment Related. 21 Otsego Road, Verona NJ 07044. Civil Celebrant. Wedding Officiant. Start 01/2017. 6 hours per month not during trading. Speak to couples and perform marriage ceremonies. 4. AFK Foundation; Not Investment Related; 95 Karol Place, Jericho, NY 11753; Board Member; July 1, 2023; 2hrs/mo; 0 hrs during trading; Just attend board meetings and decide on gifts, advise on operations. 5. Glenwood Pier Condo Association; Not Investment Related; Condo Board; Board Member; 5hrs/mo; 0 hrs during trading; vote on board issues, advise on endowment. Work with investment advisor for the endowment.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-29 |
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