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Current Employers
Blackrock Financial Management, Inc

50 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
MA RA APPROVED 2017-03-15
  • NY RA
    APPROVED
    Since 2022-02-03
  • MA RA
    APPROVED
    Since 2017-03-15

Branch Locations

1 University Square Drive, Princeton, NJ 08540-6455 • United States

50 Hudson Yards, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Inc. Boston MA 11/1999 Present
  • 11/1999 → Present
    Blackrock Investments, Inc.
    Boston, MA
Other Businesses

I own three condos in Salem MA. No name - pass through rental income. I employ a property management company and do not devote any time to entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-26
S63 Uniform Securities Agent State Law Examination 1999-05-19
  • S65 Uniform Investment Adviser Law Examination
    2014-06-26
  • S63 Uniform Securities Agent State Law Examination
    1999-05-19

View on SEC IAPD

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