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Bradford Adam Wear

Riverfront Investment Group, LLC

Richmond, VA

West Linn, OR

CRD 3048262

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Employer firm

Riverfront Investment Group, LLC CRD 146221

$2.22B regulatory AUM 10 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • PROVIDE INVESTMENT MODELS TO UMA AND MODEL DELIVERY PLATFORMS

From the firm’s Form ADV. Read the guides:

Current Employers
Riverfront Investment Group, Llc

1214 East Cary Street, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2015-02-26
VA RA APPROVED 2013-04-05
  • OR RA
    APPROVED
    Since 2015-02-26
  • VA RA
    APPROVED
    Since 2013-04-05

Branch Locations

1214 East Cary Street, Richmond, VA 23219 • United States

West Linn, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverfront Investment Group Richmond VA 02/2013 07/2019
Alps Distributors, Inc. Richmond VA 03/2013 05/2026
Riverfront Investment Group, Llc Richmond VA 07/2019 12/2019
Riverfront Investment Group, Llc Richmond VA 01/2020 Present
Previous Registrations
  • 2009-06-01 → 2013-02-19
    Morgan Stanley
    Portland, OR
  • 2008-12-05 → 2009-06-01
    Morgan Stanley & Co. Llc
    Portland, OR
  • 2007-07-11 → 2008-12-08
    Steward Partners Investment Solutions, Llc
    Medford, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-20
  • S66 Uniform Combined State Law Examination
    1998-11-20
Other Names
  • Bradford A Wear

View on SEC IAPD

Nearby Firms

TAYLOR HOFFMAN CAPITAL MANAGEMENT
WEALTHCARE CAPITAL MANAGEMENT LLC
WEST TOWER GROUP, LLC

Nearby Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO

Nearby Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA

More in Richmond, VA

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