Glenn A Bates

Current Employers

Employment History

• 11/2017 → 03/2022
  Suntrust Investment Services Inc
  Atlanta, GA
• 11/2017 → 11/2020
  Suntrust Bank
  Plantation, FL
• 04/2016 → 05/2017
  Suntrust Bank
  Knoxville, TN
• 05/2017 → 11/2017
  Suntrust Bank
  Knoxville, TN
• 02/2018 → 03/2022
  Suntrust Advisory Services, Inc.
  Atlanta, GA
• 05/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
• 07/2022 → Present
  Bank Of America, N.A.
  Leawood, KS

Previous Registrations

• 2018-04-11 → 2022-04-01
  Truist Advisory Services, Inc.
  Planation, FL
  Platation, FL
  Pompano Beach, FL
  Atlanta, GA
  Dunwoody, GA
  Plantation, FL

Other Businesses

I*: 2497377Entity Type: CharitableName of OBA: Holy Cross Lutheran ChurchAddress: Overland Park, KS 66213Investment Related: NoPosition, Title, Association: Committee member Employee Start Date: 7/16/2025Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: To serve as an advisory committee member to the treasurer and finance/HR employee I would be 1 of 5 on the committee. As a member of the committee, I would act in an advisory capacity to the treasurer (the sole board member on the committee), hr/finance/admin employee, and the church council. The committee reviews the draft annual Ministry Plan (aka budget), financial statements, internal audit results, how to fund building maintenance needs, etc. Those things aren't directly approved by the Finance Committee - they are approved by council and/or the congregation, but the council is interested in the Finance Committee's opinion.I*3843275Entity Type: N/AName of OBA: Overland Park Rotary ClubAddress: Overland Park, Kansas, 66210Investment Related: NoPosition, Title, Association: N/AEmployee Start Date: 09/01/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 1, MonthlyDuties: Community service to underprivileged Chairman of major fundraiser, which will involve coordination of volunteers and service providers, venue selection, oversight of marketing department and fundraising group with no investment related or check writing responsibilities I*4740268 Entity Type: Entity Charitable Name of OBA: KVC Camber Address: olathe, Kansas, 60661 Investment Related: No Position, Title, Association: Committee Employee Start Date: 07/06/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: provide support services and advocacy for children's mental health volunteer committee to assist with planning golf fundraiser. no checkwriting, financial advice or business decision making for the greater organization will be provided in this role

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-05
• S63 Uniform Securities Agent State Law Examination
  2018-01-04

Other Names

• Glenn Jr Bates
• Glenn Allen Bates
• Glenn Bates
• Glenn A Bates
• Glenn Allen Bates
• Glenn A Bates