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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-01-29
NC RA APPROVED 2005-10-12
CA RA APPROVED 2004-04-26
AL RA APPROVED 2004-02-27
FL RA APPROVED 2004-02-27
VA RA APPROVED 2004-02-27
  • TX RA
    APPROVED
    Since 2010-01-29
  • NC RA
    APPROVED
    Since 2005-10-12
  • CA RA
    APPROVED
    Since 2004-04-26
  • AL RA
    APPROVED
    Since 2004-02-27
  • FL RA
    APPROVED
    Since 2004-02-27
  • VA RA
    APPROVED
    Since 2004-02-27

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc St. Petersburg FL 03/2008 Present
City National Bank St. Petersburg FL 04/2018 Present
  • 03/2008 → Present
    St. Petersburg, FL
  • 04/2018 → Present
    City National Bank
    St. Petersburg, FL
Previous Registrations
  • 1998-05-20 → 2004-02-27
    William R. Hough & Co.
    St. Petersburg, FL
Other Businesses

(1) Name of Entity - Lamplighter Energy, Inc. Address - 2351 Venetia Rd. Mobile, AL 36605 Business Description - Oil and gas royalties on three properties Business is not investment related Projected Start Date: 08/19/2019 Capacity: Director Duties Performed: This is my deceased father's investment and I need access to statements to file his taxes, and I want shut the entity down. I have POA for my mother. Hours Devoted to this OBA per Month: Not Material Hours Devoted to this OBA during business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-24
S63 Uniform Securities Agent State Law Examination 1998-08-20
  • S66 Uniform Combined State Law Examination
    2004-02-24
  • S63 Uniform Securities Agent State Law Examination
    1998-08-20
Designations

View on SEC IAPD

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