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Steven Sedlak

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-11-16
  • NJ RA
    APPROVED
    Since 2022-11-16

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Summt NJ 06/2002 10/2022
Wells Fargo Advisors Llc Summit NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Summit NJ 04/2010 11/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 10/2022 Present
Previous Registrations
  • 2004-01-06 → 2022-11-03
    Wells Fargo Clearing Services, Llc
    Minneapolis, MN
    Columbia, MD
    Paramus, NJ
    Summit, NJ
    Charlotte, NC
    Short Hills, NJ
    Paramus, NJ
    Minneapolis, MN
    Tarpon Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-05-08
  • S66 Uniform Combined State Law Examination
    1999-05-08
Other Names
  • Steven Thomas Sedlak
  • Steven T Sedlak

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
J.P. MORGAN SECURITIES LLC · Paramus, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
LPL FINANCIAL LLC · PARAMUS, NJ
WELLS FARGO CLEARING SERVICES, LLC · PARAMUS, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARAMUS, NJ

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