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Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ameritas Advisory Services, Llc

5900 O Street, Lincoln, NE 68510 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-01
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

425 Broadhollow Rd Ste 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Life Insurance Lincoln NE 06/2009 Present
Ameritas Investment Corp Lincoln NE 06/2009 Present
Ameritas Life Insurance Corp Of New York New York NY 05/2009 Present
Dipaola Financial Group New York NY 10/2015 Present
Ameritas Advisory Services, Llc Lincoln NE 11/2021 Present
  • 06/2009 → Present
    Ameritas Life Insurance
    Lincoln, NE
  • 06/2009 → Present
    Ameritas Investment Corp
    Lincoln, NE
  • 05/2009 → Present
    Ameritas Life Insurance Corp Of New York
    New York, NY
  • 10/2015 → Present
    Dipaola Financial Group
    New York, NY
  • 11/2021 → Present
    Lincoln, NE
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * DIPAOLA FINANCIAL GROUP; 155 E 44TH ST 5TH FLOOR, NEW YORK NY 10017; INV REL; AGENT; AGENT; START DATE=10/2015; HRS/MO=160; TRADING HRS/MO=40; MARKETING, SALES, CONSULTING OF LIFE, DI, LONG TERM CARE AND HEALTH INSURANCE*Apartment Rental; Non/Inv Rel;206 E 124th St #2C New York NY 10035; Rental; owner/sole proprietor; Start Date=4/1/2020; Hrs/mo=6; Trading Hrs/mo=0;maintain apartment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-18
  • S66 Uniform Combined State Law Examination
    1999-12-18
Other Names
  • Keiko Higa

View on SEC IAPD

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