Mark Noble Maxson

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-10-25
NY	RA	APPROVED	2021-08-17

CA RA
APPROVED

Since 2022-10-25
NY RA
APPROVED

Since 2021-08-17

Branch Locations

Citi Private Bank 650 Town Center Drive, Suite 1550, Costa Mesa, CA 92626 • United States

Citi Private Bank 407 N. Maple Drive, Suite 150, Beverly Hills, CA 90210 • United States

Palos Verdes Peninsula, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Inc.	Los Angeles	CA	06/2010	10/2016
Jpmorgan Chase Bank	Los Angeles	CA	06/2010	10/2016
Citigroup	Los Angeles	CA	11/2016	Present

06/2010 → 10/2016

J.P. Morgan Securities Inc.

Los Angeles, CA
06/2010 → 10/2016

Jpmorgan Chase Bank

Los Angeles, CA
11/2016 → Present

Citigroup

Los Angeles, CA

Other Businesses

PETALANDPALATE LLC; Not Investment-related; Nature: Wholesale flower broker. Will broker flower purchases between farms and retailers.; Palos Verdes Peninsula, CA; Started: September 8, 2025; Title: Member; Duties: wo-member entity formed by my wife and I. I hold no other position other than being a member. I am not an employee and am not engaged in the business activity; No time is devoted each month during securities trading hours; No time is devoted each month outside of securities trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-07-09
S65	Uniform Investment Adviser Law Examination	1999-12-02

S63 Uniform Securities Agent State Law Examination

2010-07-09
S65 Uniform Investment Adviser Law Examination

1999-12-02