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Amy Catherine Phillips

Morgan Stanley

Davenport, IA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-01
IA RA APPROVED 2024-02-05
  • TX RA
    APPROVED
    Since 2024-03-01
  • IA RA
    APPROVED
    Since 2024-02-05

Branch Locations

4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Securities Group St. Louis MO 01/2009 11/2017
Private Client Services Louisville KY 11/2017 10/2021
Beyer & Rock Investment Davenport IA 11/2017 10/2021
Morgan Stanley Smith Barney Llc Davenport IA 10/2021 Present
Morgan Stanley Private Bank, N.A New York NY 12/2021 Present
  • 01/2009 → 11/2017
    Hancock Securities Group
    St. Louis, MO
  • 11/2017 → 10/2021
    Private Client Services
    Louisville, KY
  • 11/2017 → 10/2021
    Beyer & Rock Investment
    Davenport, IA
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    Davenport, IA
  • 12/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-05
S63 Uniform Securities Agent State Law Examination 1998-05-11
  • S66 Uniform Combined State Law Examination
    2024-02-05
  • S63 Uniform Securities Agent State Law Examination
    1998-05-11

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
EDWARD JONES
MATHESON & ROCK WEALTH MANAGEMENT, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
REDHAWK WEALTH ADVISORS, INC.
THRIVENT INVESTMENT MANAGEMENT INC.
210 FINANCIAL
MML INVESTORS SERVICES, LLC

Other Investors

BRENT WILLIAM MCCORMICK
CHAD EDWARD LEWIS
ANDREW JOHN TRASOWECH
ELIZABETH JO BEHRENDS
Thomas James McCormick
Megan N Obenauf
JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

More in Davenport, IA

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