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35 Journal Square Suite 700, Jersey City, NJ 07036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-01 |
| NY | RA | APPROVED | 2023-11-20 |
| NJ | RA | APPROVED | 2023-10-27 |
Branch Locations
35 Journal Square Suite 700, Jersey City, NJ 07036 • United States
35 Journal Square, Jersey City, NJ 07306 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank Na | Livingston | NJ | 08/2016 | 05/2018 |
| Santander Securities Llc | Livingston | NJ | 08/2016 | 05/2018 |
| Jp Morgan Chase Bank, N.A. | Morris Plains | NJ | 05/2018 | 12/2020 |
| Jp Morgan Securities, Llc | Morris Plains | NJ | 05/2018 | 12/2020 |
| Cetera Investment Advisers Llc | Verona | NJ | 02/2021 | 11/2021 |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2021 | 11/2021 |
| Investors Bank | Verona | NJ | 02/2021 | 11/2021 |
| Tsg Alpha Partners, Llc | Ronkonkoma | NY | 05/2023 | Present |
| Principal Life Insurance Company | Des Moines | IA | 12/2016 | Present |
| Cisco Fund Services | Jersey City | NJ | 11/2021 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glen Rock | NJ | 07/2014 | 08/2016 |
| Bank Of America, N.A. | Glen Rock | NJ | 07/2014 | 08/2016 |
| Brighthouse Life Insurance Company | Charlotte | NC | 09/2016 | Present |
| United Life Insurance Company | Cedar Rapids | IA | 03/2021 | Present |
| American National Insurance Company | Springfield | MO | 10/2016 | Present |
| Fidelity And Guaranty Life Insurance Company | Des Moines | IA | 07/2021 | Present |
| Security Benefit Life Insurance Company | Topeka | KS | 01/2021 | Present |
| Ny Life Insurance Company/Ny Life & Annuity Insurance Corp | New York | NY | 04/2023 | Present |
Name of the other business: TSG Strategic Secondary Fund 2, LLC, Investment-related? Yes, Address of other business: 3275 Veterans Memorial Highway, Suite B9, Ronkonkoma, NY 11779, Nature of the other business: Venture Capital, Position, title, or relationship with the other business: Member/Advisor, Start Date: May 2023, Approximate number of hours/month you devote to the other business: Approx. 30 to 40 hours per month, Number of hours you devote to the other business during securities trading hours: Approx. 30 to 40 hours per month, Duties relating to the other business: Advisor 1. OAKLAND COUNTRY DAY SCHOOL, HOSTING A TEACHER FOR AT HOME LEARNING FOR CHILDREN
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-10 |
| S66 | Uniform Combined State Law Examination | 2014-11-17 |
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