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Current Employers
Tsg Alpha Partners, Llc

35 Journal Square Suite 700, Jersey City, NJ 07036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-01
NY RA APPROVED 2023-11-20
NJ RA APPROVED 2023-10-27
  • TX RA
    APPROVED
    Since 2024-09-01
  • NY RA
    APPROVED
    Since 2023-11-20
  • NJ RA
    APPROVED
    Since 2023-10-27

Branch Locations

35 Journal Square Suite 700, Jersey City, NJ 07036 • United States

35 Journal Square, Jersey City, NJ 07306 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank Na Livingston NJ 08/2016 05/2018
Santander Securities Llc Livingston NJ 08/2016 05/2018
Jp Morgan Chase Bank, N.A. Morris Plains NJ 05/2018 12/2020
Jp Morgan Securities, Llc Morris Plains NJ 05/2018 12/2020
Cetera Investment Advisers Llc Verona NJ 02/2021 11/2021
Cetera Investment Services Llc St. Cloud MN 02/2021 11/2021
Investors Bank Verona NJ 02/2021 11/2021
Tsg Alpha Partners, Llc Ronkonkoma NY 05/2023 Present
Principal Life Insurance Company Des Moines IA 12/2016 Present
Cisco Fund Services Jersey City NJ 11/2021 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Glen Rock NJ 07/2014 08/2016
Bank Of America, N.A. Glen Rock NJ 07/2014 08/2016
Brighthouse Life Insurance Company Charlotte NC 09/2016 Present
United Life Insurance Company Cedar Rapids IA 03/2021 Present
American National Insurance Company Springfield MO 10/2016 Present
Fidelity And Guaranty Life Insurance Company Des Moines IA 07/2021 Present
Security Benefit Life Insurance Company Topeka KS 01/2021 Present
Ny Life Insurance Company/Ny Life & Annuity Insurance Corp New York NY 04/2023 Present
  • 08/2016 → 05/2018
    Santander Bank Na
    Livingston, NJ
  • 08/2016 → 05/2018
    Livingston, NJ
  • 05/2018 → 12/2020
    Jp Morgan Chase Bank, N.A.
    Morris Plains, NJ
  • 05/2018 → 12/2020
    Morris Plains, NJ
  • 02/2021 → 11/2021
    Verona, NJ
  • 02/2021 → 11/2021
    Cetera Investment Services Llc
    St. Cloud, MN
  • 02/2021 → 11/2021
    Investors Bank
    Verona, NJ
  • 05/2023 → Present
    Ronkonkoma, NY
  • 12/2016 → Present
    Principal Life Insurance Company
    Des Moines, IA
  • 11/2021 → 11/2022
    Cisco Fund Services
    Jersey City, NJ
  • 07/2014 → 08/2016
    Glen Rock, NJ
  • 07/2014 → 08/2016
    Bank Of America, N.A.
    Glen Rock, NJ
  • 09/2016 → Present
    Brighthouse Life Insurance Company
    Charlotte, NC
  • 03/2021 → Present
    United Life Insurance Company
    Cedar Rapids, IA
  • 10/2016 → Present
    American National Insurance Company
    Springfield, MO
  • 07/2021 → Present
    Fidelity And Guaranty Life Insurance Company
    Des Moines, IA
  • 01/2021 → Present
    Security Benefit Life Insurance Company
    Topeka, KS
  • 04/2023 → Present
    Ny Life Insurance Company/Ny Life & Annuity Insurance Corp
    New York, NY
Previous Registrations
Other Businesses

Name of the other business: TSG Strategic Secondary Fund 2, LLC, Investment-related? Yes, Address of other business: 3275 Veterans Memorial Highway, Suite B9, Ronkonkoma, NY 11779, Nature of the other business: Venture Capital, Position, title, or relationship with the other business: Member/Advisor, Start Date: May 2023, Approximate number of hours/month you devote to the other business: Approx. 30 to 40 hours per month, Number of hours you devote to the other business during securities trading hours: Approx. 30 to 40 hours per month, Duties relating to the other business: Advisor 1. OAKLAND COUNTRY DAY SCHOOL, HOSTING A TEACHER FOR AT HOME LEARNING FOR CHILDREN

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-10
S66 Uniform Combined State Law Examination 2014-11-17
  • S63 Uniform Securities Agent State Law Examination
    2024-12-10
  • S66 Uniform Combined State Law Examination
    2014-11-17
Other Names
  • Louis Joseph Cuomo
  • Louis J Cuomo

View on SEC IAPD

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