Albert Luis Lopez

Current Employers

Employment History

• 03/2007 → Present
  Lpl Financial, Llc
  Edinburg, TX
• 09/2017 → Present
  Ima Live Llc Dba Iwc Financial Planning
  Edinburg, TX

Previous Registrations

• 1998-07-23 → 2007-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mcallen, TX
  Mcallen, TX

Other Businesses

1) 2009-05-04 - Professional Association - Professional Association - Y - at reported business location(s) - 2009-05-01 - hrs/mth - hrs/mth during trading 2) 2011-11-18 - LFS, LLC - Business Entity For Tax/Investment Purposes Only - Y - at reported business location(s) - 2011-11-18 - hrs/mth - hrs/mth during trading 3) 2011-12-15 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - IWC, Independent Wealth Consultants / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2011-11-22 - hrs/mth - hrs/mth during trading 4) 2012-12-13 - IWC Independent Wealth Consultants - Non-Variable Insurance - Y - at reported business location(s) - 2012-12-12 - hrs/mth - hrs/mth during trading 5) 2013-05-13 - None - Non-Variable Insurance - Y - at reported business location(s) - 2013-05-10 - hrs/mth - hrs/mth during trading 6) 2013-09-10 - 4A RE, LLC - Real Estate Rental - Y - - 2013-09-06 - hrs/mth - hrs/mth during trading 7) 2015-05-22 - IM ALIVE, LLC dba IWC Insurance - Insurance Agency - Y - 4812 S JACKSON RD, EDINBURG TEXAS 78539 - 2015-05-12 - 15hrs/mth - 10hrs/mth during trading 8) 2015-11-24 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Independent Wealth Consultants - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2015-11-16 - 40hrs/mth - 30hrs/mth during trading 9) 2017-09-27 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - IMA LIVE LLC DBA IWC FINANCIAL PLANNING - Registered Investment Advisor - Y - at reported business location(s) - 2017-09-18 - 15hrs/mth - 15hrs/mth during trading - 10) 2020-02-24 - Independent Business Bookeeping, LLC - Tax Prep/Accounting/CPA - N - 4812. S Jackson Rd, Edinburg, Texas 78539 - 2019-07-29 - 1hrs/mth - 1hrs/mth during trading 11) 2026-05-04 - Albert L Lopez - Author - Y - Edinburg TX - 2026-03-27 - 3hrs/mth - 0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  1998-07-20

Designations

Other Names

• Albert L Lopez