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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1998-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Solvang | CA | 04/1998 | Present |
| Bank Of America, N.A. | Santa Barbara | CA | 09/2009 | Present |
I*77380 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MONTANA RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKESIDE, MONTANA 59922 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY IN LAKESIDE MONTANA; PROPERTY IS CURRENTLY BEING LEASED VIA A PROPERTY MANAGER (VACASA) BEGINNING FEB 2017 AS A SHORT TERM RENTAL. ANTICIAPTED RENTAL INCOME OF APPROXIMATELY $140 (NET) PER NIGHT FOR A PERIOD OF APPROXIMATELY 150 DAYS I*93229 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FULLERTON RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FULLERTON, CALIFORNIA 92832 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42583 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY IN FULLERTON, CA. PROPERTY MANAGEMENT AGREEMENT EXECUTED WITH EPM, INC.ON 4/23/2016 TO MANAGE PROPERTY AND LOCATE TENANT. ONE YEAR LEASE EXECUTED 1 AUGUST 2016 I*6253 For profit or not for profit: Name of outside business organization: Solvang California Rental Property Investment related: Address of business: Solvang, California 93463 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-07-27 |
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