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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 1998-09-03
  • CA RA
    APPROVED
    Since 1998-09-03

Branch Locations

Solvang, CA • United States

1424 State St, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Solvang CA 04/1998 Present
Bank Of America, N.A. Santa Barbara CA 09/2009 Present
Other Businesses

I*77380 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MONTANA RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LAKESIDE, MONTANA 59922 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2017 NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY IN LAKESIDE MONTANA; PROPERTY IS CURRENTLY BEING LEASED VIA A PROPERTY MANAGER (VACASA) BEGINNING FEB 2017 AS A SHORT TERM RENTAL. ANTICIAPTED RENTAL INCOME OF APPROXIMATELY $140 (NET) PER NIGHT FOR A PERIOD OF APPROXIMATELY 150 DAYS I*93229 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FULLERTON RENTAL PROPERTY INVESTMENT RELATED: N ADDRESS OF BUSINESS: FULLERTON, CALIFORNIA 92832 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42583 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTAL PROPERTY IN FULLERTON, CA. PROPERTY MANAGEMENT AGREEMENT EXECUTED WITH EPM, INC.ON 4/23/2016 TO MANAGE PROPERTY AND LOCATE TENANT. ONE YEAR LEASE EXECUTED 1 AUGUST 2016 I*6253 For profit or not for profit: Name of outside business organization: Solvang California Rental Property Investment related: Address of business: Solvang, California 93463 Nature of business: , Position, title, association: , Start date of relationship: 6/1/2018 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-07-27
  • S66 Uniform Combined State Law Examination
    1998-07-27
Other Names
  • Kyle E Feighner

View on SEC IAPD

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