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Current Employers
Tkc Wealth Management Llc

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-25
  • TX RA
    APPROVED
    Since 2023-01-25

Branch Locations

12900 Preston Road, Suite 700, Dallas, TX 75230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Dallas TX 11/2013 01/2020
Comerica Bank Dallas TX 11/2013 06/2022
Landolt Securities, Inc. Dallas TX 09/2022 Present
Tkc Wealth Management Dallas TX 09/2022 Present
  • 11/2013 → 01/2020
    Comerica Securities, Inc.
    Dallas, TX
  • 11/2013 → 06/2022
    Comerica Bank
    Dallas, TX
  • 09/2022 → Present
    Landolt Securities, Inc.
    Dallas, TX
  • 09/2022 → Present
    Tkc Wealth Management
    Dallas, TX
Other Businesses

1. TK Chen Financial Services, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers securities products and provides investment advice, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for soliciting new businesses, provide investment advice, and offer securities products to clients. 2. TKC Wealth Management LLC, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, manages investment accounts on fee basis, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for managing investment accounts for clients. 3. TKC Risk Advisors LLC, non-investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers insurance products, financial adviser, started in September 2022, devote 20 hours/month during trading hours, responsible for soliciting new insurance businesses. 4. Loan Smart Mortgage LLC, Non-investment related, 802 Rudder Ct., Allen, TX 75013, Residential Mortgage Loan Broker, Mortgage Loan Originator, started in June 2022, 40 Hours/month but devote no time during trading hours, responsible to originate mortgage loan applications and assists clients through application process, document preparation, to the close of the loans. 5.TN Group LLC, non-investment related, 3315 Tack Ln., Sachse, TX 75048, rental property management company, owner, stared in January 2016, 10 hours/month but devote no time during trading hours, owner of the company and manage self-owned rental properties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-13
S63 Uniform Securities Agent State Law Examination 1998-04-27
  • S66 Uniform Combined State Law Examination
    2023-01-13
  • S63 Uniform Securities Agent State Law Examination
    1998-04-27
Other Names
  • Pi-Jen Ting

View on SEC IAPD

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