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12900 Preston Road, Suite 700, Dallas, TX 75230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-25 |
Branch Locations
12900 Preston Road, Suite 700, Dallas, TX 75230 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities, Inc. | Dallas | TX | 11/2013 | 01/2020 |
| Comerica Bank | Dallas | TX | 11/2013 | 06/2022 |
| Landolt Securities, Inc. | Dallas | TX | 09/2022 | Present |
| Tkc Wealth Management | Dallas | TX | 09/2022 | Present |
1. TK Chen Financial Services, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers securities products and provides investment advice, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for soliciting new businesses, provide investment advice, and offer securities products to clients. 2. TKC Wealth Management LLC, investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, manages investment accounts on fee basis, financial adviser, will start upon obtaining license, devote approximately 60 hours/month during trading hours, responsible for managing investment accounts for clients. 3. TKC Risk Advisors LLC, non-investment related, 12900 Preston Rd Ste 700, Dallas, TX 75230, offers insurance products, financial adviser, started in September 2022, devote 20 hours/month during trading hours, responsible for soliciting new insurance businesses. 4. Loan Smart Mortgage LLC, Non-investment related, 802 Rudder Ct., Allen, TX 75013, Residential Mortgage Loan Broker, Mortgage Loan Originator, started in June 2022, 40 Hours/month but devote no time during trading hours, responsible to originate mortgage loan applications and assists clients through application process, document preparation, to the close of the loans. 5.TN Group LLC, non-investment related, 3315 Tack Ln., Sachse, TX 75048, rental property management company, owner, stared in January 2016, 10 hours/month but devote no time during trading hours, owner of the company and manage self-owned rental properties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-27 |
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