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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-05-05
  • TX RA
    APPROVED_RES
    Since 2011-05-05

Branch Locations

301 University Ave 2Nd Fl, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Palo Alto CA 07/2010 11/2016
Wells Fargo Clearing Services, Llc Palo Alto CA 11/2016 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-03-09
  • S63 Uniform Securities Agent State Law Examination
    2001-03-09

View on SEC IAPD

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