Leonard Marion Spalding

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2002 → 04/2019
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → 04/2019
  Lincoln Investment
  St. Petersburg, FL
• 04/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2017-08-04 → 2019-05-02
  Lincoln Investment
  St. Petersburg, FL
  Coconut Creek, FL
• 2011-05-23 → 2019-05-02
  Legend Advisory, Llc
  Coral Springs, FL
  Palm Beach Gardens, FL
  Coconut Creek, FL

Other Businesses

Life & Health, Annuities POSITION: Agent NATURE: Insurance & Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2010 ADDRESS: One Sammons Plaza, Sioux Falls, SD 57193 DESCRIPTION: Meet with prospects, discuss insurance needs, understand products, delivering contracts, servicing clients, ongoing continuing education GLOBAL FINANCIAL ASSOCIATES, INC INVESTMENT RELATED: Is Investment Related, ADDRESS; "19315 Water Oak Drive, Unit 202, Port Charlotte, FL, 33948, United States" NATURE: DBA, POSITION: Financial Professional, START DATE: 2019-01-30, HOURS PER MONTH: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: DBA related in Investment sales

Exams

• S66 Uniform Combined State Law Examination
  2011-03-03
• S63 Uniform Securities Agent State Law Examination
  1998-05-06

Other Names

• Leonard Marion Spalding