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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-12-21 |
| NY | RA | APPROVED | 2021-10-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Rochester | NY | 02/2007 | Present |
1)THE AMERICAN SOCIETY OF PENSION PROFESSIONALS AND ACTUARIES / 4245 N FAIRFAX DR STE 750 ARLINGTON,VA 22203 / ASSOCIATION (I.E., TRADE OR INDUSTRY, SPORT...)/ OTHER PROFESSIONAL ASSOCIATION FOR RETIREMENT PLAN ADVISORS, ACTUARIES AND RECORD-KEEPERS / LOBBIES FOR 401(K) PLANS AND OTHER QUALIFIED RETIREMENT PLANS FOR TPA'S AND ADVISORS / OTHER / VOLUNTEER CO-CHAIR TO LEAD THEIR 401(K) CONFERENCE / CONFERENCE CALLS AND A ONCE-A-YEAR ANNUAL CONFERENCE / START DATE 03/01/2012 / 1 HOUR WEEKLY/The National Association of Plan Advisors / 4245 N. Fairfax Drive. Suite 750 Arlington,Virginia 22203 / Association (i.e., Trade or Industry, Sport...)/ Financial (Consumer & Investment Services) / Advocacy and Education for Retirement Plan Advisors / Officer / / Leadership of the Association - help with startegic plan, initiatives / Start Date 3/21/2017/End Date 4/18/2017/ 42843 / 3-4 hours a week 2)NAME OF OTHER BUSINESS: Heritage Christian Services / INVESTMENT RELATED?: N / ADDRESS: 275 Kenneth Drive, Suite 100 / NATURE OF THE BUSINESS: Providing day, residential and respite services for those with developmental disabilities / POSITION: Member of Board of Directors/ DUTIES: This Board is to oversee the Foundation / START DATE:1/2/2023/ HOURS DEVOTED TO BUSINESS:NA 3)NAME OF OTHER BUSINESS: The American Retirement Association / INVESTMENT RELATED?:N / ADDRESS:4401 N. Fairfax Drive, Suite 600, Arlington, Virginia/ NATURE OF THE BUSINESS: Board of Directors - oversee the functions and the mission of the American Retirement Association/ POSITION: Member of Board of Directors / DUTIES: Oversight of finances and areas we direct those finances to fulfill the mission of the association/ START DATE:1/2/2023/ HOURS DEVOTED TO BUSINESS: NA 4)Rochester Hearing and Speech Center,New YorkUnited States,Charityspeech-language therapy, occupational therapy, physical therapy, audiology, special education,Member of Board of directors,Finance and HR CommitteesStart date -11/5/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-31 |
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