James Janus Ortyn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2018-07-10
TX	RA	APPROVED	2010-11-02
MO	RA	APPROVED	2009-04-17

WI RA
APPROVED

Since 2018-07-10
TX RA
APPROVED

Since 2010-11-02
MO RA
APPROVED

Since 2009-04-17

Branch Locations

Belton, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Sheboygan	WI	04/2009	Present

04/2009 → Present

Lpl Financial Llc

Sheboygan, WI

Previous Registrations

2001-04-17 → 2009-04-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chesterfield, MO

Chesterfield, MO

Other Businesses

1. 04/17/2009 - ORTYN WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). 2. 6/25/2019 - JLO Property LLC - Investment Related - 110 Shirley Lane, Ballwin, Missouri 63011 - Business Entity For Tax/Investment Purposes Only - Started 11/01/2011- 0 Hours Per Month.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-07-08

S66 Uniform Combined State Law Examination

1998-07-08

Other Names

James J Ortyn

View on SEC IAPD