Rick Hau Lam

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 07/2018
  State Farm Insurance
  Midvale, UT
• 03/2013 → 07/2018
  State Farm Vp Management Corp
  Midvale, UT
• 07/2018 → Present
  State Farm Vp Management Corp
  West Jordan, UT
• 07/2018 → Present
  State Farm Insurance
  West Jordan, UT
• 08/2018 → Present
  State Farm Investment Management Corp.
  West Jordan, UT

Other Businesses

1. CHARNELL DEVELOPMENT; INVESTMENT; 3500 SOUTH MAIN STREET, SALT LAKE CITY, UT 84115; REAL ESTATE; PARTNER; 04/2007; 4 HRS MONTHLY; 0 SECURITY HRS; BOUGHT INTO 1/3 OWNERSHIP OF OFFICE BUILDING WHERE AGENCY IS LOCATED, MAKE SURE OTHER TENANTS NEEDS ARE MET. 2. NAIFA; NON-INVESTMENT RELATED; 978 VIEW PARK DRIVE, MIDVALE, UT 84047; NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS (NAIFA)IS A NON-PROFIT ORGAINIZATION WHO ADVOCATES FOR INSURANCE AGENTS AND FAINANCIAL ADVISORS TO GROW THEIR BUSINESS AND ON LEGISLATIVE ISSUES THAT GOVERN INSURANCE AND FINANCIAL SERVICE INDUSTRY; DIRECTOR 0%; 08/01/2013; 2 HRS/MO; 0 HRS/MO; CONTROL OF THE CHECKBOOK, REVIEW BANK STATEMENTS, MAKE DEPOSITS IN THE CHECKING ACCOUNT, PAY BILLS/CO-SIGNOR ON CHECKING ACCOUNT. 3. Asian Association of Utah; Non-Investment related; 155 South 300 West Salt Lake City, UT 84104; Public service; Board member; 04/03/2023; 5; 0; The Asian Association of Utah (AAU) provides social services to refugees, asylees, and human trafficking victims in Utah to assist each person to improve their life and become self-sufficient. 4. Rick Lam - Property #1 (Personally Held Real Estate); Investment related; 978 W View Park Drive Midvale, UT 84047; Investment or Commercial Property; Owner; none; 08/19/2008; 1; 0; Duties 5. Rick Lam Property#2 (personally held real estate); Investment related; 12090 Big Cottonwood Road, #106 Salt Lake City, UT 84121; Investment or Commercial Property; Owner; none; 5/13/2009; 1; 0; Duties

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-16
• S63 Uniform Securities Agent State Law Examination
  1998-06-13