Richard Anthony Perry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2022
  National Securities Corp
  New York, NY
• 01/2016 → 01/2022
  National Asset Management
  Red Bank, NJ
• 01/2022 → Present
  Lpl Financial Llc
  Rumson, NJ

Previous Registrations

• 2016-01-28 → 2022-01-21
  B. Riley Wealth Advisors, Inc.
  Red Bank, NJ
  Red Bank, NJ
  Rumson, NJ
  Rumson, NJ
• 2011-12-02 → 2016-01-26
  Ubs Financial Services Inc.
  Wall, NJ
  Red Bank, NJ
• 2007-12-07 → 2011-12-06
  Wells Fargo Advisors Financial Network, Llc
  Avon By The Sea, NJ
• 2003-07-01 → 2007-12-07
  Wells Fargo Clearing Services, Llc
  Spring Lake, NJ
  Spring Lake, NJ
• 2002-07-25 → 2003-07-01
  Prudential Equity Group, Llc
  Spring Lake, NJ

Other Businesses

1- 01/27/2022 - Real Estate Rental - Investment Related - Howell, NJ 07731 - Owner - Start Date: 12/25/1995 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-21
• S63 Uniform Securities Agent State Law Examination
  1999-04-08

Other Names

• Richard Anthony Perry
• Richard Anthony Perry